Julian Korek
Vice Chairman
London
Julian KorekOur team of experts provides consulting services to investment and private banking, asset management, wealth management and brokerage firms.
Jump to servicesDuff & Phelps provides a comprehensive range of compliance and regulatory services to the global financial services industry. As a trusted partner for clients, we deliver on time, within budget and to the highest quality standards, always striving to exceed expectations. We operate with a non silo approach as one united team to offer a global solution to our clients, who value the clear communication and exemplary service they receive from the start.
Regionally targeted assistance for asset managers in compliance program development, implementation and maintenance
By JurisdictionAssistance to develop, implement, and manage global compliance and regulatory consulting programs.
Global Advice and ConsultingFilter
Comprehensive assistance in preparing for and managing an SEC exam
SEC Mock Examination ServicesSEC and CFTC registration and ongoing compliance support.
Investment Adviser ServicesBroker-dealer registration, ongoing support services, and mock exams.
Broker-Dealer ServicesEnabling firms to schedule their annual regulatory obligations and carry out monitoring checks.
RegHubRegulatory operational due diligence for asset managers.
Compliance Due DiligenceWe use cookies to give you the best possible user experience. View our privacy policy to find out more.