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Compliance and Regulatory Consulting

Compliance and Regulatory Consulting

Our team of experts provides consulting services to investment and private banking, asset management, wealth management and brokerage firms.

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Local and global compliance expertise for the financial services industry.

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Duff & Phelps provides a comprehensive range of compliance and regulatory services to the global financial services industry and leading AML and AB&C guidance to firms across all industries. As a trusted partner for clients, we deliver on time, within budget and to the highest quality standards, always striving to exceed expectations. We operate with a non silo approach as one united team to offer a global solution to our clients, who value the clear communication and exemplary service they receive from the start.

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  • U.S.
  • UK
  • EU
  • Asia
  • Ireland
  • Channel Islands
  • France
  • Management Company Services

Key Services by Region

U.S.
UK
EU
Asia
Ireland
Channel Islands
France
Management Company Services
Selected: U.S.

Insights

Compliance

Duff & Phelps (Ireland) Management Company Limited Approved as an AIFM and UCITS Management Company in Ireland

Compliance
Compliance

Global Enforcement Review 2020 - AML

Compliance
COVID-19 Resource Center

View Our Novel Coronavirus (COVID-19) Resource Center for Latest Guidance

COVID-19 Resource Center
Compliance

Regulatory Focus – July 2020

Compliance
Compliance

Global Regulatory Outlook 2020

Compliance
Compliance

What Forces Will Shape the Global Financial Landscape in 2020?

Compliance
Global Risk

Global Fraud and Risk Report 2019/20 

Global Risk
Compliance

Dealing with the Regulators: FCA Authorization or Hosting Solution?

Compliance

News

Events